Executive Profile

Laura S. Unger Special Adviser, Promontory Financial Group, LLC

Age	Total Calculated Compensation	This person is connected to 3 Board Members in 3 different organizations across 9 different industries. See Board Relationships
51	--

Background

Mrs. Laura S. Unger has been an Independent Consultant for independent research at JPMorgan Chase for the Global Analyst Settlement since 2003. Ms. Unger is an Independent Consultant of the Marwood Group. She is a private consultant, advising clients on securities, legal, regulatory, and policy matters. Ms. Unger joined CNBC in July 2002 and served as CNBCs Regulatory Expert from 2002 to July 2003. She has a portfolio of speaking engagements and private consulting clients. ... From February 2001 to August 2001, She served as Acting Chairperson of the US Securities and Exchange Commission (“SEC”). She served as Commissioner of the Securities and Exchange Commission from November 1997 to February 2001. Before being appointed to the SEC, Ms. Unger served as Securities Counsel to the United States Senate Committee on Banking, Housing and Urban Affairs from January 1990 to November 1997. Prior to working on Capitol Hill, she was an attorney with the Enforcement Division of the SEC in Washington D.C. She has been a Director of Ambac Financial Group Inc. since 2002. She has been a Director of Computer Associates International Inc. (now, CA, Inc.) (CA Technologies) since August 25, 2004. She has been Director at Mlp & Strategic Equity Fund Inc., MLP Strategy Income Fund Inc. and Global Income & Currency Fund Inc. She has been Non-Interested Director of Dow 30 Premium & Dividend Income Fund Inc. since 2008. Ms. Unger has been an Independent Director of CIT Group Inc. at CIT Holdings, LLC since January 2010. She has been a Director of CA Technologies (formerly CA, Inc.) since August 25, 2004. She serves as a Director of Dow 30 SM Enhanced Premium & Income Fund Inc., Medical Office Properties Inc. and Children's National Medical Center. She serves as a Director of the IQ Funds Complex. She served as a Director of Borland Software Corp. from April 2002 to August 20, 2004. Ms. Unger served as Non-Interested Director of S&P 500 GEARED Fund Inc. since September 2007 and Director of Defined Strategy Fund Inc. and Dow 30 Enhanced Premium & Income Fund Inc. since September 2007. She served as a Director of MBNA Corp. and MBNA America Bank since June 1, 2004 and NASDAQ Premium Income & Growth Fund Inc. since September 2007. She served as a Director of Small Cap Premium & Dividend Income Fund Inc. She served as a Director of Enhanced S&P 500 Covered Call Fund Inc. since September 2007. She served as Director of S&P 500 Covered Call Fund Inc. Ms. Unger was a Congressional Fellow. Her 1999 report to the Commission, "Online Brokerage: Keeping Apace of Cyberspace," earned She the award as "Technology Person of the Year" and she followed this achievement by directing the implementation of many of the report's recommendations. Ms. Unger studied Bachelor of Arts degree from the University of California at Berkeley in 1983 and JD from New York Law School in 1987.

Corporate Headquarters 1201 Pennsylvania Avenue, NW Washington, District Of Columbia 20004 United States Phone: 202-384-1200 Fax: 202-783-2924 Board Members Memberships Former Acting Chairman U.S. Securities and Exchange Commission Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee S&P 500 Covered Call Fund Inc. Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Small Cap Premium & Dividend Income Fund Inc. 2002-2004 Former Director Borland Software Corporation 2002-Present Director, Chairman of Governance Committee, Member of Compensation Committee and Member of Audit & Risk Assessment Committee Ambac Financial Group, Inc. 2004-Present Independent Director, Chairman of Compliance & Risk Committee and Member of Corporate Governance Committee CA Technologies 2004-N/A Former Director, Member of Audit Committee, Member of Governance Committee and Director of MBNA America Bank, N.A. MBNA Corp. 2007-N/A Former Non-Interested Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee S&P 500 GEARED Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Defined Strategy Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Enhanced S&P 500 Covered Call Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Global Income & Currency Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee NASDAQ Premium Income & Growth Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Dow 30 Enhanced Premium & Income Fund Inc. 2007-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Mlp & Strategic Equity Fund Inc 2008-N/A Former Director, Chairman of Nominating & Corporate Governance Committee and Member of Audit Committee Dow 30 Premium & Dividend Income Fund Inc. 2010-Present Independent Director, Member of Nominating & Governance Committee and Member of Special Compliance Committee CIT Group Inc. 2010-N/A Director of CIT Group Inc, Member of Nominating and Governance Committee and Member of Special Compliance Committee CIT Holdings, LLC Education JD New York Law School LLB New York Law School BA University of California Berkeley Other Affiliations Borland Software Corporation CA Technologies MBNA Corp. Ambac Financial Group, Inc. CIT Group Inc. U.S. Securities and Exchange Commission University of California Berkeley New York Law School S&P 500 GEARED Fund Inc. Defined Strategy Fund Inc. S&P 500 Covered Call Fund Inc. Dow 30 Premium & Dividend Income Fund Inc. Small Cap Premium & Dividend Income Fund Inc. Enhanced S&P 500 Covered Call Fund Inc. Global Income & Currency Fund Inc. CIT Holdings, LLC NASDAQ Premium Income & Growth Fund Inc. Dow 30 Enhanced Premium & Income Fund Inc. Mlp & Strategic Equity Fund Inc

Annual Compensation There is no Annual Compensation data available. Stocks Options There is no Stock Options data available. Total Compensation There is no Total Compensation data available.

COMPETITOR COMPENSATION

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