August 21, 2014 3:12 AM ET

Diversified Financial Services

Company Overview of Financial Industry Regulatory Authority, Inc.

Executive Profile

Stephen I. Luparello

Vice Chairman and Senior Executive Vice President of Regulatory Operations, Financial Industry Regulatory Authority, Inc.
AgeTotal Calculated CompensationThis person is connected to 1 Board Members in 1 different organizations across 1 different industries.

See Board Relationships
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Background

Mr. Stephen I. Luparello, also known as Steve, has been Director of Trading and Markets Division at U.S. Securities and Exchange Commission since March 2014. He has been a Partner in Washington, D.C. office, at WilmerHale specializing in broker-dealer compliance and regulation, securities litigation, and enforcement. Mr. Luparello joined WilmerHale after a 16-year career at the Financial Industry Regulatory Authority (FINRA) and the National Association of Securities ...

Corporate Headquarters

1735 K Street
Washington, District Of Columbia 20006

United States

Phone: 202-728-8000
Fax: 202-293-6260

Board Members Memberships

Vice Chairman and Senior Executive Vice President of Regulatory Operations
2009-N/A
Former Director

Education

BA 1981
LeMoyne College
LLB 1984
Washington and Lee University

Other Affiliations

Annual Compensation

There is no Annual Compensation data available.

Stocks Options

There is no Stock Options data available.

Total Compensation

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