September 19, 2014 8:21 AM ET

Capital Markets

Company Overview of Brock Capital Group LLC

Company Overview

Brock Capital Group LLC provides financial advisory services. The firm offers private capital raising, restructuring, reorganization, and mergers and acquisitions advisory services. Additionally, it provides corporate advisory services including corporate strategy, profit improvement, board governance and organization, performance improvement programs, asset deployment, and top management relationships. The firm caters to energy; transportation; life sciences and pharmaceuticals; financial services; natural resources, basic metals, and chemicals; consumer products; media, technology, and telecommunications; and real estate sectors. Brock Capital Group LLC is based in New York, New York.

622 Third Avenue

Floor 12

New York, NY 10017

United States

Phone:

212-209-3000

Fax:

212-209-3030

Key Executives for Brock Capital Group LLC

Chairman and Chief Executive Officer
Age: 70
Senior Managing Director
Senior Managing Director
Age: 71
Senior Managing Director
Age: 64
Senior Managing Director
Compensation as of Fiscal Year 2014.

Brock Capital Group LLC Key Developments

O. James Sterling, III Joins Brock Capital Group as Managing Director, M&A Investment Banking

Brock Capital Group, LLC announced the addition of O. James Sterling, III as managing director in the firm's M&A transaction advisory group. Mr. Sterling is a senior investment banker with expertise in aviation and aerospace and with additional transaction experience in the technology, transportation & logistics, manufacturing and healthcare industries. Mr. Sterling was previously a managing director and head of investment banking at Aleutian Capital Group where he led buy-side and sell-side M&A engagements involving public and private companies and private equity firms.

Brock Capital Group, LLC Appoints Jon Crockett as Managing Director, M&A Advisory Services

Brock Capital Group, LLC announced the addition of Jon Crockett, an experienced merger integration and change management consultant, as Managing Director, M&A Advisory Services. Crockett will lead Brock's West Coast M&A advisory practice with a focus on Technology, Internet and IT Services clients. He joins Brock from Embark Partners and brings over 20 years of consulting experience with leading technology companies including Cisco, Symantec, IBM, McAfee, Websense, Yahoo, Knova, Blue Shield, Network General, Sniffer and Foundstone. In addition, Crockett has advised energy companies on smart-grid energy management strategies for clients such as Chevron, Texaco, Enron and select public utilities.

Brock Capital Group LLC Hires Dino Mauricio as Chief Operating Officer, M&A Advisory Services

Brock Capital Group LLC announced the addition of Dino Mauricio, an accomplished financial, operations and business development executive, as Chief Operating Officer, M&A Advisory Services. Mauricio brings 20 years experience advising corporate acquirers and private equity firms throughout the M&A life cycle including acquisition due diligence, deal execution, merger integration and divestitures. Mauricio joins Brock from Schaffer Consulting where he was partner and practice leader in M&A, merger integration and strategy execution.

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