September 01, 2014 4:56 AM ET

Capital Markets

Company Overview of American Stock Transfer & Trust Company, LLC

Company Overview

American Stock Transfer & Trust Company, LLC provides stock transfer and employee plan services to public companies in the United States and internationally. It offers dividend disbursing, reinvestment plans, restricted stock, employee plan administration, corporate actions, and proxy services. The company also provides transfer agent, corporate actions and reorganizations administration, annual meeting, asset recovery, mutual fund proxy, and investment management and debt services. Its clients range from initial public offerings to Fortune 100 companies. The company was founded in 1971 and is based in Brooklyn, New York with an additional Office in Chicago. It has presence in Australia, Can...

6201 15th Avenue

Brooklyn, NY 11219

United States

Founded in 1971

Phone:

718-921-8200

Fax:

718-236-2641

Key Executives for American Stock Transfer & Trust Company, LLC

Chief Executive Officer and President
Chief Financial Officer
Chief Operational Officer
Executive Vice President and General Counsel
Chief Marketing & Communication Officer and Executive Vice President
Compensation as of Fiscal Year 2014.

American Stock Transfer & Trust Company, LLC Key Developments

American Stock Transfer & Trust Company, LLC Names Ellen McCarthy as Chief Risk and Compliance Officer, North America

American Stock Transfer & Trust Company, LLC announced that it has hired Ellen McCarthy as Chief Risk and Compliance Officer, North America. McCarthy will be based in the company's headquarters in New York and oversee all compliance functions for the company throughout the United States and Canada. As Chief Risk and Compliance Officer, McCarthy will be responsible for ensuring that all areas of the company meet compliance responsibilities and applicable laws and regulations. Her focus will include working with management to identify and implement enhancements related to the management and monitoring of risk and compliance related functions. McCarthy joins the company with over 20 years of experience in legal, risk management and compliance leadership roles. Prior to joining the company, she served as Senior Counsel with the Financial Industry Regulatory Authority (FINRA).

American Stock Transfer & Trust Company, LLC Announces Opening of Chicago Office

American Stock Transfer & Trust Company, LLC (AST) announced the opening of a Chicago office following the completion of the transition of accounts from Illinois Stock Transfer Company (IST) last month. The IST transaction, which was completed in two weeks, introduced approximately 100 clients to the AST platform and expanded AST's Midwest client base. AST's new Chicago office will service its growing client relationships and provide consultative services for clients in the Midwest region. Over the past two years, AST has expanded into major markets throughout North America and added new services, including ownership intelligence services, investment management solutions and proxy and governance advisory solutions for corporations, mutual funds and closed-end fund managers.

Zion Oil & Gas, Inc. Executes a Transfer Agency and Registrar Services Agreement with the American Stock Transfer & Trust Company, LLC

On June 24, 2014, Zion Oil & Gas Inc. formally executed a Transfer Agency and Registrar Services Agreement with the American Stock Transfer & Trust Company, LLC. AST has also been appointed as the Plan Agent for the Dividend Reinvestment and Common Stock Purchase Plan.

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