September 17, 2014 4:22 PM ET

Diversified Financial Services

Company Overview of Securities and Futures Commission

Company Overview

Securities and Futures Commission (SFC) engages in regulating securities and futures markets in Hong Kong. It regulates licensed corporations and individuals carrying regulated activities, such as dealing in securities and futures contracts, leveraged foreign exchange trading, advising on futures contracts and corporate finance, automated trading services, securities margin financing, advising on securities, and providing asset management services. SFC also regulates investment products offered to the public, listed companies, Hong Kong Exchanges and Clearing Limited, approved share registrars, Investor Compensation Company Limited, and participants in trading activities. It provides various...

8 Connaught Road

Chater House

8th Floor

Central,  

Hong Kong

Founded in 1989

Phone:

852 2840 9222

Fax:

852 2521 7836

Key Executives for Securities and Futures Commission

Chief Executive Officer and Executive Director
Chairman of Public Shareholders Group
Deputy Chief Executive Officer and Executive Director of Policy - China and Investment Products Division
Executive Director
Financial Secretary and Non Executive Director
Compensation as of Fiscal Year 2014.

Securities and Futures Commission Key Developments

Securities and Futures Commission Presents at FT Asset Management Summit 2014, Jun-19-2014 04:50 PM

Securities and Futures Commission Presents at FT Asset Management Summit 2014, Jun-19-2014 04:50 PM. Venue: Four Seasons Hotel Hong Kong, 8 Finance Street, Central, Hong Kong, Hong Kong. Speakers: Alexa Lam, Deputy Chief Executive Officer and Executive Director of Policy - China and Investment Products Division.

Securities and Futures Commission Presents at AsiaHedge Forum 2014, Apr-24-2014 12:05 PM

Securities and Futures Commission Presents at AsiaHedge Forum 2014, Apr-24-2014 12:05 PM. Venue: JW Mariott Hotel, Hong Kong, China. Speakers: Stephen Po, Senior Director of Intermediaries Supervision.

Securities and Futures Commission Presents at Asian Financial Forum, Jan-13-2014

Securities and Futures Commission Presents at Asian Financial Forum, Jan-13-2014. Venue: Hong Kong, Hong Kong. Presentation Date & Speakers: Jan-13-2014, Carlson Tong, Chairman, Member of Merger Committee and Member of Other Committee. Jan-14-2014, Alexa Lam, Deputy Chief Executive Officer and Executive Director of Policy - China and Investment Products Division.

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