July 10, 2014 9:31 AM ET


Company Overview of Compliance11, Inc.

Company Overview

Compliance11, Inc. provides on-demand regulatory compliance software automation tools for the financial services industry. It offers a supervisory suite, which consists of various integrated regulatory compliance software products and automation tools, such as personal trading compliance software that automates employee pre-clearance and brokerage statement reviews; affirmations and disclosures compliance software to manage adherence to firm's policies and procedures; gifts and entertainment compliance software to track gifts, entertainment, and political contributions; and case management compliance software to track compliance issues and tasks from identification to resolution. The company...

125 South Wacker Drive

Suite 1150

Chicago, IL 60606

United States

Founded in 2005





Key Executives for Compliance11, Inc.

President and Chief Operating Officer
Executive Chairman
Chief Financial Officer
Director of Product Development
Vice President of Customer Service
Compensation as of Fiscal Year 2014.

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