Company Overview of UBS Financial Services Inc.
UBS Financial Services Inc. provides full-service securities and commodities in the United States. The company offers brokerage services and products, asset management and other investment advisory and portfolio management products and services; and execution and clearing services for transactions originated by individual investors; and securities dealer and investment banking activities for institutional investors. The company also offers capital markets products and services, such as securities dealer activities and investment banking. UBS Financial Services Inc. was formerly known as UBS PaineWebber Inc. and changed its name in June 2003. The company was founded in 1880 and is based in Ne...
1285 Avenue of the Americas
New York, NY 10019
Founded in 1880
Key Executives for UBS Financial Services Inc.
Executive Vice President and Chief Financial Officer
Chairman of Mitchell Hutchins Asset Management Inc and Chief Executive Officer of Mitchell Hutchins Asset Management Inc
Chief Executive Officer of Private Bank
Compensation as of Fiscal Year 2012.
UBS Financial Services Inc. Key Developments
UBS Financial Services Inc. Promotes Brian Tarquinio to First Vice President - Wealth Management
Mar 27 13
Brian Tarquinio has been promoted to first vice president - wealth management at UBS Financial Services Inc.
Klayman & Toskes, P.A. Announces a Securities Class Action Lawsuit Filed Against UBS Financial Services Case Has Obtained Certification for A Class of Investors
Feb 18 13
The Securities Arbitration Law Firm of Klayman & Toskes, P.A. announced that a securities class action lawsuit filed against UBS Financial Services Case No. 09-md-02017, has obtained certification for a class of investors who purchased certain Lehman Principal Protection Notes from UBS. UBS customers who are eligible to participate in the class action should consider whether they should participate in the class action or file an individual securities arbitration claim in the arbitration forum established by the Financial Industry Regulatory Authority ("FINRA"). K&T reminds eligible class members of the benefits of filing an individual securities arbitration claim against UBS, as opposed to participating in the class action lawsuit. By participating in the class action lawsuit, investors will most likely recover a nominal amount. As a result, it may be more beneficial to file a securities arbitration claim to recover losses sustained in Lehman Notes. In 2003, K&T conducted a detailed study of securities arbitration versus class action. The class action alleges that UBS violated federal securities laws by selling structured products to its customers, despite the fact that it was aware that Lehman's ability to meet these obligations was called into question because of its deteriorating financial condition. Further, it is alleged that UBS' offering materials for the so called "principal protection notes" was false and misleading in that it failed to adequately disclose that "principal protection" was contingent on the solvency of Lehman.
UBS Wealth Management USA Presents at Agrion Energy Summit & Sustainability Meeting, Feb-19-2013 01:45 PM
Feb 9 13
UBS Wealth Management USA Presents at Agrion Energy Summit & Sustainability Meeting, Feb-19-2013 01:45 PM. Venue: New York, United States. Speakers: Mark Sloss, Senior Portfolio Manager.
Similar Private Companies By Industry
Recent Private Companies Transactions
|No transactions available in the past 12 months.|
Most Searched Private Companies
Sponsored Financial Commentaries