October 24, 2014 5:54 AM ET

Capital Markets

Company Overview of Maxim Group, LLC

Company Overview

Maxim Group LLC is an investment banking and securities brokerage firm. The firm offers retail brokerage, wealth management, securities underwriting, private placements, loan syndication, merger and acquisition, institutional fixed-income and option trading, asset management, and research and global institutional sales services. Maxim’s investment banking group focuses on middle market and emerging growth companies in energy, healthcare, technology, retail, and business services sectors. The firm is based in New York, New York with additional offices in Woodbury, New York and Red Bank, New Jersey.

405 Lexington Avenue

New York, NY 10174

United States

Phone:

212-895-3500

Fax:

212-895-3555

Key Executives for Maxim Group, LLC

Chairman and Chief Executive Officer
President and Head of Capital Markets
Chief Financial Officer
Age: 53
Chief Operating Officer
Head of Investment Banking and Executive Managing Director
Age: 46
Compensation as of Fiscal Year 2014.

Maxim Group, LLC Key Developments

Maxim Group LLC Appoints Nehal Chokshi as Vice President and Senior Enterprise & Consumer Technology Analyst

Maxim Group LLC announced the expansion of its Equity Research platform with the appointment of Nehal Chokshi as a Vice President and Senior Enterprise & Consumer Technology Analyst. Mr. Chokshi has a combined 17 years of technology industry and sell-side research experience spanning Enterprise and Consumer Technologies. Prior to joining Maxim Group, Mr. Chokshi founded Technology Insights Research.

COPsync, Inc. Retains Maxim Group LLC to Serve as Investment Banker and Corporate Financial Advisor

COPsync Inc. announced the engagement of Maxim Group LLC to serve as the company's investment banker and corporate financial advisor.

Maxim Group, LLC Appoints Gregory Simons as Managing Director and Head of Electronic Trading

Maxim Group LLC announced the appointment of Gregory Simons as a Managing Director and Head of Electronic Trading. Mr. Simons spent a decade at the Instinet Corporation as a Senior Vice President. Mr. Simons later joined Direct Access Partners LLC as President, Head of US Equity Sales Trading and Electronic Order Management Implementation. At Maxim Group, Mr. Simons will be responsible for broadening the firm's overall reach with the implementation of electronic order management systems. He will also support the firm's Prime Brokerage Services division with both EOMS and high-touch trading.

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