Company Overview of Promontory Financial Group, LLC
Promontory Financial Group, LLC is a strategy, risk management, and regulatory compliance consulting company that focuses primarily on the financial services industry. The company offers services in the areas of asset-liability management and liquidity planning, capital planning and analysis, compliance, credit services, due diligence, examination and enforcement, governance and controls, internal audit assistance and assessment, investigations and forensic reviews, privacy and data protection, regulatory intelligence and strategic advice, risk-based compensation, risk management, and strategic transactions and regulatory applications. It serves banks, securities and derivatives firms, insur...
1201 Pennsylvania Avenue, NW
Washington, DC 20004
Founded in 2001
Key Executives for Promontory Financial Group, LLC
Managing Director and Chief Executive Officer of Promontory Regulatory Analytics
Chief Executive Officer of Promontory Financial Group Australasia
Compensation as of Fiscal Year 2014.
Promontory Financial Group, LLC Key Developments
Promontory Financial Group Launches NIST Cybersecurity Framework Assessment Tool
Mar 10 14
Promontory Financial Group announced it has launched a new Web-based tool to assist companies in using a new cybersecurity framework released by the National Institute of Standards and Technology. The flexible, Web-based Cyberrisk Assessment Tool allows financial institutions to identify, manage, and report on cybersecurity risk, consistent with existing regulatory frameworks. The software, designed by industry experts and former compliance examiners, can be used to guide a company as it uses the NIST framework to improve its cyberrisk management programs and assess the cybersecurity of third parties.
Promontory Financial Group, LLC Presents at Retail Banking 2014, Mar-13-2014 05:00 PM
Mar 9 14
Promontory Financial Group, LLC Presents at Retail Banking 2014, Mar-13-2014 05:00 PM. Venue: Hilton Bonnet Creek, 14100 Bonnet Creek Resort Lane, Orlando, FL 32821, United States. Speakers: Linda Gallagher, Global Head of the Consumer Protection Practice and Managing Director.
Promontory Financial Group Announces Executive Changes
Dec 27 13
Promontory Financial Group announced that the company will promote four of its employees to the level of director or higher, effective January 1. The company named Carlo Comporti a managing director effective January 1, 2014. He serves clients globally from his base in the Paris office. The four senior-level promotions are: Carlo Comporti, Managing Director (Paris). Before joining the company, Comporti spent 13 years at the European Securities and Markets Authority (ESMA) and its predecessor committees in a range of roles, including acting secretary general. Marilyn Weimer, Senior Director (Washington). Before joining the company, Weimer was special counsel at the Public Company Accounting Oversight Board, counsel to Commissioner Cynthia Glassman at the Securities and Exchange Commission (SEC), senior counsel in the SEC's enforcement division, and a U.S. Army Reserve officer for 20 years, half of which she spent as a staff judge advocate. Weimer joined the company in 2006. David Peters, Director (Singapore). Peters helps clients address issues as varied as anti-money-laundering compliance, risk governance, over-the-counter derivatives trading practices, recovery and resolution planning, and market abuse. Before he joined the company, Peters was vice president for decision-support services at consulting firm SBR International, an international economist at Bank of Nova Scotia, and a consultant to both the World Bank and Asian Development Bank. He joined the company's Toronto office in 2009 and has been a member of Promontory's Singapore team since 2011. Karen Wilson, Director (New York). Wilson works with clients to resolve difficult regulatory and enforcement issues, improve risk management processes, and strengthen corporate governance. She spent three decades at the Office of the Comptroller of the Currency, where she served as chief national bank examiner, deputy comptroller for banking supervision in the northeast and central districts, and acting deputy comptroller for multinational banking. She joined the company in 2006.
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