Company Overview of Brookfield Total Return Fund Inc.
Brookfield Total Return Fund Inc is a closed ended fixed income mutual fund launched and managed by Brookfield Investment Management Inc. The fund invests in the fixed income markets of the United States. It invests in U.S. treasury, mortgage-backed, asset-backed, and high-yield corporate securities with an average duration of 3.3 years. The fund was formerly known as Helios Total Return Fund, Inc. Brookfield Total Return Fund Inc was formed on May 26, 1989 and is domiciled in the United States.
Three World Financial Center
200 Vesey Street
New York, NY 10281-1010
Founded in 1989
Key Executives for Brookfield Total Return Fund Inc.
Principal Financial Officer and Treasurer
Chief Investment officer of Hyperion Capital Management Inc
Compensation as of Fiscal Year 2013.
Brookfield Total Return Fund Inc. Key Developments
Brookfield Total Return Fund Inc. Announces Amendments to the Bylaws
Nov 26 13
On November 21, 2013, the Board of Directors of Brookfield Total Return Fund Inc. approved and adopted amendments to the Bylaws of the Fund. The amendments were effective as of November 21, 2013. The amendments include certain changes to (a) clarify language, (b) enhance consistency with Maryland law, (c) make various technical corrections and non-substantive changes and (d) clarify and modernize certain corporate procedures.
Brookfield Total Return Fund Inc. Announces Board Changes; Approves Articles Supplementary
Apr 16 13
Brookfield Total Return Fund Inc. announced that Diana H. Hamilton resigned from the Board of Directors, effective as of April 11, 2013. On April 15, 2013, Heather Goldman was elected by the Board of Directors of the company as a Class I Director. Ms. Goldman shall serve until the 2014 annual meeting of stockholders and until her successor shall be elected and qualified or until her earlier resignation or removal. Ms. Goldman is not a party to any arrangement or understanding pursuant to which she was selected as a Director. Ms. Goldman is a former employee of the Adviser of the Fund and will serve as an interested Director for two years, after which time she will be considered an independent Director. On April 15, 2013, Edward A. Kuczmarski was nominated by the Board of Directors for election at the 2014 annual meeting of shareholders as a Class II Director of the Fund. Mr. Kuczmarksi was nominated to serve on the Fund’s Audit Committee and Nominating and Compensation Committee, to be effective upon his election as a Director by the Fund’s shareholders. Mr. Kuczmarski is not a party to any arrangement or understanding pursuant to which he was selected as a Director, nor is Mr. Kuczmarski a party to any transaction, or series of transaction, required to be disclosed pursuant to Item 404(a) of Regulation S-K. On April 15, 2013, Kim G. Redding was nominated by the Board of Directors for election at the 2014 annual meeting of shareholders as a Class III Director of the Fund. Mr. Redding is not a party to any arrangement or understanding pursuant to which he was selected as a Director. Mr. Redding is the President of the Fund and is Chief Executive Officer of the Adviser of the Fund and will serve as an interested Director.
On April 15, 2013, the Board of Directors of the fund approved Articles Supplementary for the fund to be subject to Section 3-804(b) and (c) of the Maryland General Corporation Law, which provides the Board with the sole power to fill vacancies, subject to election by stockholders if required by the Investment Company Act of 1940. In addition, this election provides that a director elected to fill a vacancy serves for the full term of the directorship in which the vacancy occurred and until his or her successor is duly elected and qualifies.
Helios Total Return Fund, Inc. Declares Monthly Dividend, Payable on January 31, 2013
Jan 4 13
Helios Total Return Fund, Inc. announced that its Board of Directors declared a monthly dividend of $0.19 per share, payable on January 31, 2013 to stockholders of record on January 17, 2013. The ex-dividend date is January 15, 2013.
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