September 30, 2014 5:59 PM ET

Capital Markets

Company Overview of Al Frank Asset Management, Inc.

Company Overview

Al Frank Asset Management Inc is a privately owned investment manager. The firm primarily provides its services to individuals, typically high net worth individuals. It also caters to pension and profit sharing plans, investment companies, charitable organizations, and corporations. The firm manages separate client-focused equity portfolios. It also launches and manages equity mutual fund for its clients. The firm invests in the public equity markets of the United States. It invests in value stocks of companies across all market capitalisations. The firm employs fundamental analysis with bottom-up stock picking approach to create its portfolio. It benchmarks the performance of its portfolio ...

85 Argonaut

Suite 220

Aliso Viejo, CA 92656

United States

Founded in 1977

Phone:

949-499-3215

Fax:

949-499-3218

Key Executives for Al Frank Asset Management, Inc.

Chief Executive Officer and Chairman
Age: 47
Chief Operating Officer
Public Relation and Marketing Director
Senior Vice President of Investment Strategy
Compensation as of Fiscal Year 2014.

Al Frank Asset Management, Inc. Key Developments

Innealta Capital Launches Innealta Capital Tactical Fixed Income Fund

Innealta Capital has launched a new mutual fund, the Innealta Capital Tactical Fixed Income Fund (YLDAX/YLDIX/YLDNX). The Fund was created to offer investors the opportunity to potentially achieve risk-adjusted returns from exposure to a wide spectrum of fixed income securities. It is driven by a quantitative model which takes economic, fundamental, risk and technical analyses into consideration when evaluating the risk/reward potential of investing in various fixed income sectors, as represented within the ETF investment universe. The Fund, Innealta's first standalone product offering a pure fixed income investment strategy, invests in ETFs and exchange-traded notes (ETNs) that track fixed income indices. Its investments may include bonds issued by governments, government agencies, municipalities and companies across a wide range of industries and market capitalizations in the U.S. and foreign markets, as well as asset-backed securities. Its quantitative investment framework attempts to control for both risk and yield at the portfolio level.

Innealta Capital Launches Risk Based Opportunity Moderate Fund

Innealta Capital has launched a new mutual fund, the Innealta Risk Based Opportunity Moderate Fund (ROMAX/ROMIX/ROMNX/ROMRX). The Fund's objective offers investors the opportunity for both long-term capital appreciation and income within a single strategy. The Fund employs a quantitative model based on economic, fundamental, risk and technical analyses that evaluate the risk/reward potential of investing in equity asset classes relative to fixed income. The Fund operates as a fund-of-funds and primarily invests in ETFs that are exposed to a variety of asset classes, including equities, fixed income, commodities, currencies and real estate. Its portfolio construction process is based on the proprietary Secular Tactical Asset Allocation (STAA) approach developed by Innealta's Investment Committee. The STAA methodology enables Innealta to attempt to capture enhanced risk-adjusted returns by tactically shifting the Fund's equity exposure by up to 20% in either direction depending on market conditions. The Fund seeks to invest in leveraged ETFs in order to free up portfolio collateral, which can then be allocated to high-yield investments deemed by Innealta to possess attractive risk/reward trade-offs.

Innealta Capital Presents at 2013 Morningstar ETF Invest Conference, Oct-04-2013 09:40 AM

Innealta Capital Presents at 2013 Morningstar ETF Invest Conference, Oct-04-2013 09:40 AM. Venue: Radisson Blu Aqua Hotel, Chicago, Illinois, United States. Speakers: Mark Mowrey.

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