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Company Overview of ComplianceMax Financial Corporation
Company Overview
As of August 6, 2007, ComplianceMax Financial Corporation was acquired by National Regulatory Services, Inc. ComplianceMax Financial Corporation, a regulatory compliance company, provides consulting services and technology to firms in the financial services industry. It offers technology-enabled products and services, including on-site and online audits, compliance forms management, automated surveillance, licensing/registration services, email management, and customized training for investment advisors, broker dealers, and hedge fund managers. The company is based in San Diego, California.
10089 Willow Creek Road
Suite 120
San Diego, CA 92131
United States
Phone:
858-549-7131
Key Executives for ComplianceMax Financial Corporation
ComplianceMax Financial Corporation does not have any Key Executives recorded.
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