Diversified Financial Services
Company Overview of U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers, and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal analysis report services. Additionally, it issues, amends, and enforces federal securities laws. The company also offers regulation services focusing on securities, accounting, and auditing regulation of the private regulatory organization. Additionally, the company provides investor educational information services. U.S. Securities and Exchange Commission was founded in 1934 and is b...
100 F Street, NE
Washington, DC 20549
Founded in 1934
Key Executives for U.S. Securities and Exchange Commission
Chief Compliance & Ethics Officer
Chief Counsel and Senior Policy Advisor for Office of International Affairs
Compensation as of Fiscal Year 2014.
U.S. Securities and Exchange Commission Key Developments
U.S. Securities and Exchange Commission Presents at Outlook 2014, Oct-16-2014 02:30 PM
Oct 13 14
U.S. Securities and Exchange Commission Presents at Outlook 2014, Oct-16-2014 02:30 PM. Venue: Grand Ballroom, New York, New York, United States.
SAN FRANCISCO REGIONAL OFFICE OF THE SEC Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 04:15 PM
Oct 6 14
SAN FRANCISCO REGIONAL OFFICE OF THE SEC Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 04:15 PM. Venue: Manchester Grand Hyatt, San Diego, California, United States. Speakers: Monique Winkler.
Securities and Exchange Commission Appoints Liban Jama as Director
Sep 23 14
The Securities and Exchange Commission announced that it has appointed Liban Jama to director of its Atlanta Regional Office, where he will oversee enforcement and examinations in a region covering five states. Jama succeeds Rhea Kemble Dignam, who announced last May she accepted a position as the Office of Compliance Inspections and Examinations' National Exam Program's senior counsel. Jama is currently senior adviser to SEC Chair Mary Jo White. But before becoming White's senior adviser, he served as counsel to Commissioner Luis Aguilar.
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