October 21, 2014 5:45 AM ET

Diversified Financial Services

Company Overview of U.S. Securities and Exchange Commission

Company Overview

U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers, and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal analysis report services. Additionally, it issues, amends, and enforces federal securities laws. The company also offers regulation services focusing on securities, accounting, and auditing regulation of the private regulatory organization. Additionally, the company provides investor educational information services. U.S. Securities and Exchange Commission was founded in 1934 and is b...

100 F Street, NE

Washington, DC 20549

United States

Founded in 1934

Phone:

202-942-8088

Fax:

202-942-9524

Key Executives for U.S. Securities and Exchange Commission

Chief Executive Officer
Age: 75
Chief Financial Officer
Age: 41
Chief Operating Officer
Age: 59
Chief Compliance & Ethics Officer
Chief Counsel and Senior Policy Advisor for Office of International Affairs
Compensation as of Fiscal Year 2014.

U.S. Securities and Exchange Commission Key Developments

U.S. Securities and Exchange Commission Presents at Outlook 2014, Oct-16-2014 02:30 PM

U.S. Securities and Exchange Commission Presents at Outlook 2014, Oct-16-2014 02:30 PM. Venue: Grand Ballroom, New York, New York, United States.

SAN FRANCISCO REGIONAL OFFICE OF THE SEC Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 04:15 PM

SAN FRANCISCO REGIONAL OFFICE OF THE SEC Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 04:15 PM. Venue: Manchester Grand Hyatt, San Diego, California, United States. Speakers: Monique Winkler.

Securities and Exchange Commission Appoints Liban Jama as Director

The Securities and Exchange Commission announced that it has appointed Liban Jama to director of its Atlanta Regional Office, where he will oversee enforcement and examinations in a region covering five states. Jama succeeds Rhea Kemble Dignam, who announced last May she accepted a position as the Office of Compliance Inspections and Examinations' National Exam Program's senior counsel. Jama is currently senior adviser to SEC Chair Mary Jo White. But before becoming White's senior adviser, he served as counsel to Commissioner Luis Aguilar.

Similar Private Companies By Industry

Company Name Region
Tulsa Metro Federal Credit Union United States
Two Rivers Community Credit Union United States
Kai-Perm Hawaii Federal Credit Union United States
Division 10 Highway Employees Credit Union United States
Pathlight Capital, LLC United States

Recent Private Companies Transactions

Type
Date
Target
No transactions available in the past 12 months.
 

Stock Quotes

Market data is delayed at least 15 minutes.

Company Lookup

Most Searched Private Companies

Company Name Geographic Region
Bertelsmann AG Europe
Lawyers Committee for Civil Rights Under Law United States
NYC2012, Inc. United States
Rush University United States
Citizens Budget Commission United States

Sponsored Financial Commentaries

Sponsored Links

Report Data Issue

To contact U.S. Securities and Exchange Commission, please visit www.sec.gov. Company data is provided by Capital IQ. Please use this form to report any data issues.

Please enter your information in the following field(s):
Update Needed*

All data changes require verification from public sources. Please include the correct value or values and a source where we can verify.

Your requested update has been submitted

Our data partners will research the update request and update the information on this page if necessary. Research and follow-up could take several weeks. If you have questions, you can contact them at bwwebmaster@businessweek.com.