September 21, 2014 3:33 AM ET

Capital Markets

Company Overview of Piper Jaffray Asia Limited

Company Overview

Piper Jaffray Asia Limited operates as a subsidiary of Piper Jaffray Hong Kong Limited.

39/F Lippo Centre

Tower 1

88 Queensway


Hong Kong


852 3189 3222


852 3189 2822

Key Executives for Piper Jaffray Asia Limited

Chairman and Cheif Executive Officer
Age: 55
Compensation as of Fiscal Year 2014.

Piper Jaffray Asia Limited Key Developments

Lifetech Scientific Corporation Announces Change of Compliance Adviser

The board of directors of LifeTech Scientific Corporation announced that the company and Piper Jaffray Asia Limited have mutually agreed to terminate the compliance adviser agreement dated 8 November 2011 with effect from 24 September 2012 as Piper Jaffray will cease to carry out all activities regulated by the Securities and Futures Commission in Hong Kong with effect from 24 September 2012. The Board of the company also announces that South West Capital Limited has been appointed as the new compliance adviser to the company as required pursuant to Rule 6A.27 of the Rules Governing the Listing of Securities on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited with effect from 24 September 2012 until the date on which the company complies with Rule 18.03 of the GEM Listing Rules in respect of the company's financial results for the second full financial year commencing after the initial listing date of the company, or until the compliance adviser agreement entered into between the company and South West Capital Limited dated 24 September 2012 is terminated in accordance with its terms, whichever is earlier.

Shuanghua Holdings Limited Announces Change of Compliance Adviser

Shuanghua Holdings Limited announced that Piper Jaffray Asia Limited ('PJA') will cease to be the company’s compliance adviser with effect from 24 September 2012 as a result of the cessation of its business activities regulated by the Securities and Futures Commission in Hong Kong. In this regard, the board announced that GF Capital (Hong Kong) Limited has been appointed as the new compliance adviser of the company.

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