December 28, 2014 2:40 PM ET

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Company Overview of Securities Industry and Financial Markets Association

Company Overview

Securities Industry and Financial Markets Association is a not-for-profit trade association of investment banking, securities brokerage and dealer, and mutual funds firms. The association offers securities regulation implementation, information collection and processing, investor account management, and investment advisory services. Additionally, it markets taxable securities and provides industry updates. Securities Industry and Financial Markets Association was formerly as Securities Industry Associatio and changed its name to Securities Industry and Financial Markets Association in November 2006. The association was established in 1972 and is headquartered in New York, New York.

120 Broadway

35th Floor

New York, NY 10271

United States

Founded in 1972

Phone:

212-313-1200

Fax:

212-313-1301

Key Executives for Securities Industry and Financial Markets Association

President and Director
Vice Chairman
Managing Director and Associate General Counsel
Age: 47
Compensation as of Fiscal Year 2014.

Securities Industry and Financial Markets Association Key Developments

Securities Industry and Financial Markets Association Elects Roger Ochs to its Board of Directors

HD Vest Investment Services announced the election of the firm's Chief Executive Officer, Roger Ochs, to the Board of Directors of the Securities Industry and Financial Markets Association (SIFMA). Mr. Ochs was elected to a two-year term, to commence in 2015.

Securities Industry and Financial Markets Association Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 01:45 PM

Securities Industry and Financial Markets Association Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 01:45 PM. Venue: Manchester Grand Hyatt, San Diego, California, United States.

SIFMA Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 03:15 PM

SIFMA Presents at The Bond Buyer's California Public Finance Conference 2014, Oct-08-2014 03:15 PM. Venue: Manchester Grand Hyatt, San Diego, California, United States. Speakers: Leslie Norwood, Managing Director & Associate General Counsel.

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