September 20, 2014 6:56 PM ET

Capital Markets

Company Overview of Security Investors, LLC

Company Overview

Security Investors, LLC is a privately owned investment manager. The firm primarily provides its services to investment companies, including mutual funds. It also manages accounts for pooled investment vehicles, charitable organizations, retirement programs, individuals, and institutions. The firm invests in the public equity and fixed income markets of the United States. It was formerly known as 6th Avenue Investment Management Company, LLC. It operates as a subsidiary of Security Benefit Life Insurance Co. Security Investors was founded in 1962 and is based in Topeka, Kansas.

One Security Benefit Place

Topeka, KS 66636-0001

United States

Founded in 1962

Phone:

785-438-3127

Fax:

785-438-3080

Key Executives for Security Investors, LLC

President
Age: 53
Vice President and Chief Compliance Officer
Vice President
Age: 57
Vice President
Age: 50
Vice President and Senior Portfolio Manager
Age: 54
Compensation as of Fiscal Year 2014.

Security Investors, LLC Key Developments

SECURITY EQUITY FUND, Board Meeting, Nov 11, 2013

SECURITY EQUITY FUND, Board Meeting, Nov 11, 2013. Agenda: To consider the election of five new independent director nominees to the board of each corporation; to consider an agreement and plan of reorganization that provides for the reorganization of each Fund from a Kansas corporation into a Delaware statutory trust; and to consider revisions to the funds’ fundamental investment policies in order to conform the policies among the funds, modernize the policies and increase investment flexibility.

SECURITY EQUITY FUND, Special/Extraordinary Shareholders Meeting, Jan 08, 2014

SECURITY EQUITY FUND, Special/Extraordinary Shareholders Meeting, Jan 08, 2014., at 13:00 Eastern Daylight. Location: 805 King Farm Boulevard, Suite 600. Agenda: To approve the election of the nominees to the board of directors of the corporation; to approve the reorganization of the funds from Kansas Corporations into Delaware Statutory Trusts; to approve changes to the funds’ fundamental investment policies; and to transact such other business as may properly come before the meeting.

SECURITY EQUITY FUND, Special/Extraordinary Shareholders Meeting, Apr 24, 2013

SECURITY EQUITY FUND, Special/Extraordinary Shareholders Meeting, Apr 24, 2013., at 13:00 US Eastern Standard Time. Location: 805 King Farm Blvd., Suite 600. Agenda: To approve a proposed plan of liquidation of the Fund; and to consider and act upon any other business as may properly come before the meeting.

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