December 21, 2014 1:03 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC (ROTH) is an investment banking firm that focuses on the small-cap public market. The firm offers IPO underwriting services to small-cap companies; capital raising services for public companies; and placement services of PIPE transactions. Additionally, it provides investment banking services including capital raising, research coverage, trading and market making, merger and acquisition advisory, and investor conferences. ROTH has raised over $10.6 billion for small-cap public companies and over $3 billion through PIPE transactions. The firm has completed transactions totaling more than $2 billion for US-listed Chinese companies. It offers financing services to sma...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984





Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 51
Chief Operating Officer and Chief Financial Officer
Age: 60
Managing Director
Managing Director
Managing Director and Head of Equity Capital Markets
Compensation as of Fiscal Year 2014.

Roth Capital Partners, LLC Key Developments

ROTH Capital Partners Announces Appointment of John Chambers as Vice-Chairman

ROTH Capital Partners announced that John Chambers was appointed to Vice-Chairman of the firm in addition to his ongoing role as Head of Healthcare Investment Banking. John Chambers has held the position of Head of the Healthcare Investment Banking group since joining ROTH in 2009.

Roth Capital Partners, LLC Presents at 13th Annual BIO Investor Forum, Oct-08-2014 03:30 PM

Roth Capital Partners, LLC Presents at 13th Annual BIO Investor Forum, Oct-08-2014 03:30 PM. Venue: The Palace Hotel, San Francisco, CA 94105, United States. Speakers: Michael A. Margolis, Managing Director of Healthcare Investment Banking.

Rampart Energy Ltd Appoints ROTH Capital Partners LLC as Advisor

Rampart Energy Ltd. announced the appointment of ROTH Capital Partners LLC as advisor in relation to its Strategic Partnering Process. This process has been initiated to identify and secure a suitable partner to fund the forthcoming two-well exploration program in the Company's Western Block, onshore North Slope of Alaska.

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