October 01, 2014 8:23 PM ET

Capital Markets

Company Overview of Roth Capital Partners, LLC

Company Overview

Roth Capital Partners, LLC (ROTH) is an investment banking firm that focuses on the small-cap public market. The firm offers IPO underwriting services to small-cap companies; capital raising services for public companies; and placement services of PIPE transactions. Additionally, it provides investment banking services including capital raising, research coverage, trading and market making, merger and acquisition advisory, and investor conferences. ROTH has raised over $10.6 billion for small-cap public companies and over $3 billion through PIPE transactions. The firm has completed transactions totaling more than $2 billion for US-listed Chinese companies. It offers financing services to sma...

888 San Clemente Drive

Newport Beach, CA 92660

United States

Founded in 1984

Phone:

949-720-5700

Fax:

949-720-7215

Key Executives for Roth Capital Partners, LLC

Chairman and Chief Executive Officer
Age: 51
Chief Operating Officer and Chief Financial Officer
Age: 60
Managing Director
Managing Director
Managing Director and Head of Equity Capital Markets
Compensation as of Fiscal Year 2014.

Roth Capital Partners, LLC Key Developments

Rampart Energy Ltd Appoints ROTH Capital Partners LLC as Advisor

Rampart Energy Ltd. announced the appointment of ROTH Capital Partners LLC as advisor in relation to its Strategic Partnering Process. This process has been initiated to identify and secure a suitable partner to fund the forthcoming two-well exploration program in the Company's Western Block, onshore North Slope of Alaska.

NetDimensions (Holdings) Limited Appoints Roth Capital Partners, LLC as Investment Bank Principal American Liaison

NetDimensions (Holdings) Limited announced that Roth Capital Partners, LLC has been appointed as the company's new Investment Bank Principal American Liaison ('PAL') with effect from May 31, 2014, in accordance with the OTCQX Rules for International Companies.

Roth Capital Partners, LLC Presents at Third Annual Marcum MicroCap Conference, May-29-2014 11:00 AM

Roth Capital Partners, LLC Presents at Third Annual Marcum MicroCap Conference, May-29-2014 11:00 AM. Venue: Grand Hyatt New York, 109 East 42nd Street, New York, NY 10017, United States. Speakers: Michael Chill, Managing Director and Executive Vice President.

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Recent Private Companies Transactions

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Date
Target
No transactions available in the past 12 months.
 

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