July 10, 2014 5:01 AM ET

Capital Markets

Company Overview of Concept Capital Markets, LLC

Company Overview

Concept Capital Markets, LLC provides brokerage and fund services for institutional customers, investment managers, hedge funds, and registered investment advisors in the United States. It offers prime brokerage services to hedge fund managers, including fund formation, direct execution, outsourced trading, directed brokerage, and commission sharing agreements, as well as daily assistance with trade clearance and settlement, and other back office functions. The company also provides institutional research, sales, and trading services, including bio-tech, healthcare, and industrial materials research; and derivative solutions and fixed income trading products, as well as offers risk managemen...

1010 Franklin Avenue

Suite 303

Garden City, NY 11530

United States

Founded in 2010



Key Executives for Concept Capital Markets, LLC

Chief Executive Officer and Senior Managing Director
Co-Founder and Senior Managing Director
Co-Founder and Senior Managing Director
Age: 53
Chief Financial Officer
Chief Operating Officer and Managing Director
Compensation as of Fiscal Year 2014.

Concept Capital Markets, LLC Key Developments

Concept Capital Markets, LLC Appoints Kyle Kupiec as Managing Director in Prime Brokerage Services Group

Concept Capital Markets, LLC announced that Kyle Kupiec has joined the firm as a Managing Director in Prime Brokerage Services group. Mr. Kupiec brings to Concept nearly twenty years of experience in the investment business, including the past fifteen years with Shoreline Trading Group, LLC. As a principal of Shoreline, Kyle helped to build the firm into a reputable broker-dealer with particular expertise in providing prime brokerage services to fund managers. Kyle will be joined at the company by Adrienne Franklin and Dennis Huynh, who have served Shoreline's clients as customer service representatives, and Richard de Ande, who has served the firm's clients as a trader. With these hires, the company has also established a new branch in the Los Angeles market, where Kyle will serve as manager. To clients, Kyle's move to Concept Capital should be seamless, as their accounts can remain in custody at the same clearing firm and they can continue to use the same trade execution systems they've grown accustomed to. Moreover, clients primary contacts on all matters related to their accounts will also remain the same.

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