May 20, 2013 6:02 PM ET

Capital Markets

Company Overview of Dawson James Securities, Inc.

Company Overview

Dawson James Securities, Inc. is a boutique investment banking firm that offers financial advisory services. The firm provides business valuation, security underwriting, capital transaction, strategy, institutional research, financial analysis, and equity trading services. It caters to healthcare, biotechnology and technology sectors. Dawson James Securities’ clientele include StemCell, Inc., Lpath, Inc., Bioheart, Inc., GTC Biotherapeutics, Inc., Biopure Corporation, and Neurobiological Technologies, Inc. Dawson James Securities, Inc. is headquartered in Boca Raton, Florida with additional offices in New York, New Jersey, and Maryland.

925 South Federal Highway

6th Floor

Boca Raton, FL 33432

United States

Phone:

561-391-5555

Fax:

561-391-5757

www.dawsonjames.com

Key Executives for Dawson James Securities, Inc.

Chief Executive Officer and President
Age: 51
Chief Operating Officer and Director of Compliance
Managing Partner of Investment Banking
Managing Director of Capital Markets
Managing Director of Investment Banking
Compensation as of Fiscal Year 2012.

Dawson James Securities, Inc. Key Developments

Dawson James Securities, Inc. Presents at Boston Biotech Conference CEO New York Conference, Nov-01-2012 10:30 AM

Dawson James Securities, Inc. Presents at Boston Biotech Conference CEO New York Conference, Nov-01-2012 10:30 AM. Venue: Apella, 450 East 29th Street, New York, NY 10016, United States. Speakers: Mike King.

Dawson James Securities, Inc. to Open New York City Office

Dawson James Securities, Inc. will now open a New York City office, in addition to its current offices in Boca Raton, FL (corporate headquarters); Baltimore, MD; Santa Clara, CA and Manasquan, NJ.

Dawson James Securities, Inc. Presents at Biotechnology Industry Organization's 14th Annual BIO CEO & Investor Conference, Feb-13-2012

Dawson James Securities, Inc. Presents at Biotechnology Industry Organization's 14th Annual BIO CEO & Investor Conference, Feb-13-2012 . Venue: Waldorf Astoria Hotel, 301 Park Avenue, New York, NY 10022, United States.

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