Company Overview of Imperial Capital, LLC
Imperial Capital, LLC provides investment banking, institutional sales and trading, and institutional research services. The firm’s investment banking services include capital markets, mergers and acquisitions, capital structure, restructuring, and recapitalization advisory. It also provides high yield and distressed debt securities, bank debt, convertible bonds, preferred stocks, and equities research and sales and trading services. The firm focuses on aerospace, defense and government services, airlines and transportation, business services, consumer, energy, financial services, gaming and leisure, healthcare, homebuilding and real estate, media and telecommunications, security and homelan...
2000 Avenue of the Stars
Los Angeles, CA 90067
Founded in 1997
Key Executives for Imperial Capital, LLC
Compensation as of Fiscal Year 2013.
Imperial Capital, LLC Key Developments
Imperial Capital, LLC Announces Executive Appointments
Aug 14 13
Imperial Capital Group, LLC announced the expansion of its fixed income sales & trading business with the hiring of senior credit sales and trading professionals designed to drive the franchise's fixed income capabilities to institutional investors in the US and the EEA. The strategic expansion includes the hiring of five senior credit sales and trading hires in Imperial Capital, LLC, its US based investment banking platform, and Imperial Capital (International) LLP, its UK affiliate. In the US, Imperial Capital's Credit Sales & Trading Group added Managing Director and Senior Desk Analyst, David Havens, Managing Director, Institutional Credit Sales, Paul Scotto, Managing Director and Senior Trader, Nikolaos Argiriou, and Senior Vice President, Institutional Credit Sales, Adam Braham. Mr. David Havens is a Managing Director and Senior Desk Analyst with over 25 years of industry experience who will primarily cover Insurance and the US Financial sector for Imperial Capital's Credit Sales & Trading Group. Mr. Havens spent the bulk of his career as a Managing Director in Credit Trading at UBS Securities covering Insurance and REITS and also serving as the Head of the US High Grade Research Team for a number of years. Most recently, Mr. Havens was a Managing Director and Senior Credit Strategist at RBS Securities covering the US Financial sector including banks, brokers and insurers. In addition, Mr. Havens was a Managing Director and Senior Credit Strategist at Nomura. Mr. Paul Scotto is a Managing Director in Imperial Capital's Credit Sales Group based in New York. Mr. Scotto brings more than 10 years of sales experience to Imperial. Most recently, he was a Director, U.S. Investment Grade sales at Knight Capital Group. Prior to Knight, Paul was an Executive Director, Credit Fixed Income Sales at UBS Investment Bank. Mr. Scotto earned a Bachelor of Science in marketing from Boston College. Mr. Nikolaos Argiriou joins Imperial Capital as a Managing Director in the High Yield Trading Group in New York. Mr. Argiriou brings more than 10 years of trading experience to Imperial. Most recently, he was a Director at BNP Paribas Securities Corp. Mr. Argiriou also spent time in trading as a Director at Credit Suisse Securities and as a Trader at RBS Securities, Banc of America and Merrill Lynch. Mr. Adam Braham is a Senior Vice President in Imperial Capital's Credit Sales Group in New York. Most recently, Mr. Braham was a Director in the Credit Sales Group at Knight Capital for four years. Prior to Knight Capital, he spent three years in Credit Sales at Merrill Lynch.
Imperial Capital, LLC Appoints Sales Professionals
Apr 16 13
Imperial Capital, LLC announced the Firm's continued expansion efforts with the hiring of five equity sales professionals. Joining Imperial Capital's Equity Sales team are five professionals significantly adding equity sales expertise to the franchise: Anthony Greer, Managing Director; Anthony Reiner, Managing Director; Philip Minardo, Senior Vice President; Yves Lefebvre, Senior Vice President and Dustin Sanza, Vice President. Mr. Tony Greer joins Imperial Capital as a Managing Director in New York providing senior equity sales expertise with over 20 years of industry experience. Most recently, Mr. Greer was with Dahlman Rose & Co. in Institutional Equity Trading. Prior to Dahlman Rose, Mr. Greer was the Head of the US Agency Equity Desk at Bank Hapoalim in New York. Mr. Greer has ten years of currency and commodity trading experience at Goldman Sachs and UBS. Mr. Greer earned a BS degree from Cornell University. Mr. Tony Reiner is a Managing Director in the Equity Sales Group in NY and brings over 20 years of event driven experience to Imperial Capital's franchise. Prior to joining Imperial Capital, Mr. Reiner was a Sales Trader at Cantor Fitzgerald & Co. Prior to Cantor Fitzgerald, Mr. Reiner spent most of his career on the buy side including time as a Portfolio Manager at Richmond Capital and Searock Capital, and launching his own Event Driven Hedge Fund, D/R Asset Management, which later merged into Harbert Management and became the Harbert Management Event Driven Fund. Mr. Reiner received a BA from Johns Hopkins University. Mr. Philip Minardo joins Imperial Capital as a Senior Vice President in its New York Equity Sales Group. Most recently, Mr. Minardo was a Sales Trader at Wall Street Access. In recent years, Mr. Minardo has held equity capital markets positions with Ticonderoga Securities LLC, S.J. Levinson & Sons LLC and Albert Fried & Company. Mr. Minardo earned a BA from the Catholic University of America. With over 15 years of industry experience, Mr. Yves Lefebvre joins Imperial Capital as a Senior Vice President in Equity Sales in New York. Most recently, Mr. Lefebvre was a Director, International Research Equity Sales and Sales Trader at Soleil Securities Inc. Prior to Soleil, Mr. Lefebvre was a Principal in International Equity Sales at ThinkEquity Partners, LLC. Mr. Lefebvre also launched the European Institutional Sales Group of Brean Murray & Co. Mr. Lefebvre started his career in financial markets in Brussels (Belgium) as an interest-rate derivatives trader for Credit Commercial de France (CCF). Mr. Lefebvre has a Master in Business Engineering from ICHEC Brussels Management School in Belgium. Mr. Dustin Sanza joins Imperial Capital as a Vice President, Equity Sales in Boston. Since 2007, Mr. Sanza was in Equity Sales at Wedbush Securities. Prior to Wedbush, Mr. Sanza was a Financial Advisor at Waddell & Reed. Mr. Sanza earned a BS from the University of Colorado at Boulder.
Imperial Capital, LLC Acts as Sole Book Runner for $230 Million of Senior Secured Notes and Exclusive Financial Advisor for $45 Million Revolving Line of Credit for Imperial Capital Group, Inc
Jan 22 13
Imperial Capital, LLC announced the successful completion of a $230 million 9 1/4% Senior Secured Notes offering for Interface Security Systems, LLC. Imperial also served as the exclusive Advisor to Interface in arranging a new $45 million Revolving Credit Facility, provided by Capital One, N.A., which was undrawn as of the closing. The proceeds from the Notes were used in part to repay existing indebtedness and, along with the Revolver, can be used to help fund future growth. Interface is the national provider of bundled physical security and secured managed network services to primarily large, commercial multi-site customers.
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