August 27, 2014 4:46 PM ET

Capital Markets

Company Overview of Wells Fargo Securities, LLC, Prior to Merger

Company Overview

Wells Fargo Securities LLC provides investment banking services in the United States. The company offers capital markets access through public offerings, private placements, and debt offerings, which include new issue underwriting of high yield bonds and 144A private placements, as well as market making, research, and equity trading. It also provides advisory services for mergers and acquisitions. The company is headquartered in San Francisco, California. As of July 1, 2009, Wells Fargo Securities LLC operates as a subsidiary of Wells Fargo Securities, LLC.

600 California Street

Suite 1600

San Francisco, CA 94108

United States

Phone:

415-645-0800

Key Executives for Wells Fargo Securities, LLC, Prior to Merger

Chief Executive Officer
Chief Financial Officer
Managing Director
Head of New Utilities and Power Investment Banking Group
Age: 63
Managing Director
Compensation as of Fiscal Year 2014.

Wells Fargo Securities, LLC, Prior to Merger Key Developments

Wells Fargo Securities, LLC, Prior to Merger Presents at 16th Annual Real Estate Securities Conference, Feb-26-2013 through Feb-27-2013

Wells Fargo Securities, LLC, Prior to Merger Presents at 16th Annual Real Estate Securities Conference, Feb-26-2013 through Feb-27-2013. Venue: The Plaza Hotel, Fifth Avenue at Central Park South, New York, NY 10019, United States. Presentation Date & Speakers: Feb-26-2013, Chuck Mather, Director, CMBS Trading, Kara McShane, Managing Director, Head of Commercial Real Estate Capital Markets & Finance. Feb-27-2013, Frank Tippett, Director, Agency CMBS Trading.

Wells Fargo Securities, LLC Forms New Markets Division; Appoints Walter Dolhare and Tim Mullins as Co-Heads of the New Division

Wells Fargo Securities, LLC formed a new markets division. The new division will combine and align equity, convertible and fixed-income sales and trading; commodities; prime services; and futures clearing under a common leadership structure. Walter Dolhare and Tim Mullins have been appointed co-heads of the new division. Dolhare and Mullins are the former co-heads of Wells Fargo Securities' fixed-income sales and trading business.

Wells Fargo Securities, LLC Presents at The 18th Annual ABS East 2012, Oct-21-2012 through Oct-23-2012

Wells Fargo Securities, LLC Presents at The 18th Annual ABS East 2012, Oct-21-2012 through Oct-23-2012. Venue: Fontainebleau Miami Beach, 4441 Collins Avenue, Miami Beach, FL 33140, United States. Presentation Date & Speakers: Oct-21-2012, Goetz Rokahr, Director, Mark Fontanilla, Vice President, Residential Mortgage Research. Oct-22-2012, Dave Preston, CLO & ABS Analyst, John McElravey, Director. Oct-23-2012, John McElravey, Director, Joseph L. Noe, Director, Mark Fontanilla, Vice President, Residential Mortgage Research.

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