June 20, 2013 5:59 AM ET

Capital Markets

Company Overview of Scotia McLeod, Inc.

Company Overview

Scotia McLeod, Inc. provides consultancy services. It provides investment advice such as hedging strategies, wealth planning services, retirement planning, insurance, and mutual funds. Scotia McLeod Inc. also provides additional professional service. The company is based in Saint John, Canada. Scotia McLeod, Inc. operates as a subsidiary of Scotia Capital Inc.

One Market Square

Suite 402

Saint John, NB E2L 4R7

Canada

Phone:

506-658-3207

Fax:

506-658-3315

www.scotiabank.com/cda/content/0,1608,CID603_LIDen,00.html

Key Executives for Scotia McLeod, Inc.

Head and Managing Director
Chief Investment Officer
Compensation as of Fiscal Year 2012.

Scotia McLeod, Inc. Key Developments

Scotia McLeod, Inc. Hires Shane Jones as Chief Investment Officer

Scotia McLeod, Inc. announced Shane Jones is joining the group as their new Chief Investment Officer (CIO). With the addition of Mr. Jones, ScotiaMcLeod has become the only bank-owned full-service brokerage to have their own dedicated CIO. Mr. Jones joins the group from Scotia Asset Management. He will be responsible for the advisory services in ScotiaMcLeod's Portfolio Advisory Group, including the market and investment strategy of the firm, asset allocation, recommended lists and trade ideas.

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