Company Overview of Scotiabank Global Banking and Markets
Scotiabank Global Banking and Markets provides investment banking services to communications, media, technology, consumer products, real estate, forest products, infrastructure, industrial products, power, mining, and oil and gas sectors. The firm offers mergers and acquisitions advisory, private placement, negotiation assistance, due diligence, and restructuring services. Additionally, it provides research, equity sales and trading, foreign exchange management, merchant banking, short-term funding, investment research, and structured leasing services. The firm was formerly known as Scotia Capital Inc. and changed its name to Scotiabank Global Banking and Markets in January, 2012. Scotiabank...
40 King Street West
PO Box 4085
Toronto, ON M5W 2X6
Founded in 1999
Key Executives for Scotiabank Global Banking and Markets
Co-Chairman and Co-Chief Executive Officer
Co-Chair and Co-Chief Executive Officer
Managing Director and Acting Head of Equity Research
Vice Chairman and Deputy Head of U.S. Corporate
Vice-Chairman and Head of North American Private Equity and Sponsor Coverage
Compensation as of Fiscal Year 2013.
Scotiabank Global Banking and Markets Key Developments
Scotiabank Global Banking and Markets Presents at The 5th Annual Covered Bonds the Americas Conference, Oct-17-2013 03:20 PM
Sep 26 13
Scotiabank Global Banking and Markets Presents at The 5th Annual Covered Bonds the Americas Conference, Oct-17-2013 03:20 PM. Venue: New York Marriott Downtown, New York, New York, United States. Speakers: Pauline Donohoe, Director.
Investment Industry Regulatory Organization of Canada Enters into Settlement Agreement with Scotia Capital Inc
Jun 18 13
On June 18, 2013, Investment Industry Regulatory Organization of Canada (IIROC), accepted a Settlement Agreement, with sanctions, between IIROC staff and Scotia Capital Inc. Scotia Capital Inc. admitted that it failed to comply with its trading supervision obligations. Specifically, Scotia Capital Inc. admitted to the following violations: (a) Between June 2009 and November 2011, it failed to have adequate policies and procedures in place or failed to implement those policies and procedures to prevent and detect potential wash trades; and (b) Between June 2009 and December 2010, it failed to adequately implement its policies and procedures to prevent and detect potential artificial pricing transactions relating to high closing. Scotia Capital Inc. agreed to the following penalty: a fine in the amount of $150,000 and the company also agreed to pay costs in the amount of $10,000.
Global Banking and Markets Announces Earnings Results for the Second Quarter Ended April 30, 2013
May 28 13
Global Banking and Markets announced earnings results for the second quarter ended April 30, 2013. For the quarter, the company's net income was down $26 million from a strong quarter last year to $361 million this quarter, reflecting market-driven challenges in commodities and the precious metals business, along with lower underwriting and advisory fees. This was partly offset by stronger results in the lending and fixed income business. Year-over-year, revenues decreased 1%.
Similar Private Companies By Industry
Recent Private Companies Transactions
|No transactions available in the past 12 months.|