Last $7.24 USD
Change Today +0.04 / 0.56%
Volume 55.5K
SWS On Other Exchanges
Symbol
Exchange
New York
As of 4:15 PM 07/23/14 All times are local (Market data is delayed by at least 15 minutes).

sws group inc (SWS) Snapshot

Open
$7.20
Previous Close
$7.20
Day High
$7.30
Day Low
$7.20
52 Week High
02/19/14 - $8.29
52 Week Low
09/3/13 - $5.19
Market Cap
239.4M
Average Volume 10 Days
57.5K
EPS TTM
$-1.36
Shares Outstanding
33.1M
EX-Date
09/13/11
P/E TM
--
Dividend
--
Dividend Yield
--
Current Stock Chart for SWS GROUP INC (SWS)

sws group inc (SWS) Related Businessweek News

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sws group inc (SWS) Details

SWS Group, Inc., a diversified financial services holding company, provides a range of investment banking, commercial banking, and related financial services in the United States. The company operates through four segments: Clearing, Retail, Institutional, and Banking. The Clearing segment provides clearing and execution services for other broker/dealers comprising general securities broker/dealers and firms specializing in high-volume trading. This segment also offers tailored services, including recordkeeping, trade reporting, accounting, general back-office support, securities and margin lending, reorganization assistance, and custody of securities. The Retail segment acts as a securities broker for retail investors in the purchase and sale of securities, options, commodities, and futures contracts that are traded on various exchanges or in the over-the-counter market. This segment also sells insurance and annuity products to its retail customers; managed accounts; and margin lending programs. The Institutional segment serves institutional customers in the areas of securities borrowing and lending, municipal finance, investment banking, and fixed income sales and equity trading. The Banking segment provides traditional banking products and services through 9 full-service banking centers located in Texas. This segment also offers checking, savings, money market, and certificates of deposit products; business and consumer loans; Internet banking and online bill payment services; and commercial, commercial real estate, and residential mortgage loans. The company serves corporate, individual, and institutional investors; broker/dealers; governmental entities; and financial intermediaries. SWS Group, Inc. was founded in 1972 and is headquartered in Dallas, Texas.

1,055 Employees
Last Reported Date: 09/6/13
Founded in 1972

sws group inc (SWS) Top Compensated Officers

Chief Executive officer, President and Direct...
Total Annual Compensation: $450.0K
Executive Chairman of Southwest Securities, F...
Total Annual Compensation: $350.0K
Executive Vice President, General Counsel and...
Total Annual Compensation: $272.0K
Executive Vice President and Executive Vice P...
Total Annual Compensation: $225.0K
Executive Vice President
Total Annual Compensation: $225.0K
Compensation as of Fiscal Year 2013.

sws group inc (SWS) Key Developments

SWS Group, Inc. Reports Unaudited Consolidated Earnings Results for the Third Quarter and Nine Months Ended March 31, 2014

SWS Group, Inc. reported unaudited consolidated earnings results for the third quarter and nine months ended March 31, 2014. For the quarter, the company reported net revenue of $65,674,000 against $66,754,000 a year ago. Loss before income tax was $8,171,000 against $9,556,000 a year ago. Net loss was $8,757,000 or $0.27 per diluted share against $5,718,000 or $0.17 per diluted share a year ago. Adjusted pre-tax loss (non-GAAP) was $648,000 against $5,716,000 a year ago. The company closed the March quarter with book value per share of $9.37 versus $10.85 per share in the prior year. Assuming full exercise of the outstanding warrants, current book value per share would be $8.33. For the nine months, the company reported net revenue of $203,155,000 against $216,208,000 a year ago. Loss before income tax was $6,747,000 against $2,978,000 a year ago. Net loss was $6,774,000 or $0.21 per diluted share against $993,000 or $0.03 per diluted share a year ago.

SWS Group, Inc., Q3 2014 Earnings Call, May 07, 2014

SWS Group, Inc., Q3 2014 Earnings Call, May 07, 2014

SWS Group, Inc. Reports Unaudited Consolidated Earnings Results for the Second Quarter and Six Months Ended December 31, 2013

SWS Group, Inc. reported unaudited consolidated earnings results for the second quarter and six months ended December 31, 2013. For the quarter, the company reported total revenues of $79,935,000 compared to $85,057,000 a year ago. Net revenues were $68,486,000 compared to $75,345,000 a year ago. Income before income tax expense was $1,269,000 compared to $15,610,000 a year ago. Net income was $1,660,000 or $0.05 per diluted share compared to $10,369,000 or $0.09 per diluted share a year ago. Adjusted pre-tax income was $502,000 compared to $2,399,000 a year ago. The $6.9 million decrease in net revenues in the fiscal 2014 second quarter, as compared to the same period last fiscal year, was primarily due to a $3.7 million decline in net gains on principal transactions and a $3.0 million decline in net interest revenue, as well as decreases in commissions revenue and investment banking, advisory and administrative fees. The company closed the December quarter with a book value per share of $9.57 against $11.04 per share in the prior year. For the six months, the company reported total revenues of $159,978,000 compared to $171,481,000 a year ago. Net revenues were $137,481,000 compared to $149,454,000 a year ago. Income before income tax expense was $1,424,000 compared to $6,578,000 a year ago. Net income was $1,983,000 or $0.06 per diluted share compared to $4,725,000 or $0.13 per diluted share a year ago.

 

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Industry Analysis

SWS

Industry Average

Valuation SWS Industry Range
Price/Earnings NM Not Meaningful
Price/Sales 0.9x
Price/Book 0.8x
Price/Cash Flow NM Not Meaningful
TEV/Sales NM Not Meaningful
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