Last $6.93 USD
Change Today -0.05 / -0.72%
Volume 129.4K
SWS On Other Exchanges
Symbol
Exchange
New York
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As of 8:04 PM 10/17/14 All times are local (Market data is delayed by at least 15 minutes).

sws group inc (SWS) Snapshot

Open
$7.09
Previous Close
$6.98
Day High
$7.09
Day Low
$6.89
52 Week High
02/19/14 - $8.29
52 Week Low
11/5/13 - $5.48
Market Cap
335.8M
Average Volume 10 Days
117.6K
EPS TTM
$-0.12
Shares Outstanding
48.5M
EX-Date
09/13/11
P/E TM
--
Dividend
--
Dividend Yield
--
Current Stock Chart for SWS GROUP INC (SWS)

sws group inc (SWS) Related Businessweek News

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sws group inc (SWS) Details

SWS Group, Inc., a diversified financial services holding company, provides a range of investment banking, commercial banking, and related financial services in the United States. The company operates through four segments: Clearing, Retail, Institutional, and Banking. The Clearing segment provides clearing and execution services for other broker/dealers comprising general securities broker/dealers and firms specializing in high-volume trading. This segment also offers tailored services, including recordkeeping, trade reporting, accounting, general back-office support, securities and margin lending, reorganization assistance, and custody of securities. The Retail segment acts as a securities broker for retail investors in the purchase and sale of securities, options, commodities, and futures contracts that are traded on various exchanges or in the over-the-counter markets. This segment also sells insurance and annuity products to its retail customers; and provides advisory programs, as well as margin lending services. The Institutional segment serves institutional customers in the areas of securities borrowing and lending, municipal finance, sales, equity trading, and investment banking, as well as trading and underwriting of taxable and tax-exempt fixed income securities. The Banking segment provides traditional banking products and services through eight full-service banking centers. This segment also offers checking, savings, money market, and certificates of deposit products; business and consumer loans; Internet banking and online bill payment services; and commercial and commercial real estate loans in Texas and New Mexico. The company serves corporates, individuals, and institutional investors; broker/dealers; governmental entities; and financial intermediaries. SWS Group, Inc. was founded in 1972 and is headquartered in Dallas, Texas.

892 Employees
Last Reported Date: 09/26/14
Founded in 1972

sws group inc (SWS) Top Compensated Officers

Chief Executive Officer, President and Direct...
Total Annual Compensation: $450.0K
Executive Chairman of Southwest Securities - ...
Total Annual Compensation: $350.0K
Executive Vice President, General Counsel and...
Total Annual Compensation: $272.0K
Executive Vice President
Total Annual Compensation: $225.0K
Executive Vice President and Executive Vice P...
Total Annual Compensation: $225.0K
Compensation as of Fiscal Year 2013.

sws group inc (SWS) Key Developments

SWS Group, Inc. Announces Consolidated Earnings Results for the Fourth Quarter and Full Year Ended June 30, 2014

SWS Group, Inc. announced consolidated earnings results for the fourth quarter and full year ended June 30, 2014. For the quarter, the company reported total revenue of $73,822,000 against $68,578,000 a year ago. Net revenues were $63,207,000 against $55,445,000 a year ago. Profit before tax was $637,000 against loss before tax of $3,712,000 a year ago. Net loss was $304,000 against $32,452,000 a year ago. Diluted loss per share was $0.01 against $0.99 a year ago. Non-GAAP adjusted pre-tax loss was $1,661,000 against $13,857,000 a year ago. The increase in net revenue was primarily due to a $13.6 million increase in net gains on principal transactions in the Institutional segment and a $1.6 million increase in other revenue, partially offset by a $5.0 million decrease in investment banking, advisory and administrative fees, primarily in the Institutional segment, and a $1.7 million decrease in commissions revenue, primarily in the Retail segment. For the year, the company reported total revenue of $311,288,000 against $318,114,000 a year ago. Net revenues were $266,362,000 against $271,653,000 a year ago. Loss before tax was $6,110,000 against $6,690,000 a year ago. Net loss was $7,078,000 against $33,445,000 a year ago. Diluted loss per share was $0.21 against $1.02 a year ago. Non-GAAP adjusted pre-tax loss was $4,085,000 against $18,021,000 a year ago. The decrease in the Bank's net Revenue was driven by a $6.3 million reduction in net interest primarily due to a 24% decrease in average loan balances and a 50 basis point decrease in the net yield on interest earning assets for fiscal 2014, as compared to the prior fiscal year. Long-term debt, net was $87,769,000 against $83,102,000 a year ago.

SWS Group, Inc. to Report Q4, 2014 Results on Sep 02, 2014

SWS Group, Inc. announced that they will report Q4, 2014 results at 5:00 PM, Eastern Standard Time on Sep 02, 2014

SWS Group, Inc., Q4 2014 Earnings Call, Sep 03, 2014

SWS Group, Inc., Q4 2014 Earnings Call, Sep 03, 2014

 

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Industry Analysis

SWS

Industry Average

Valuation SWS Industry Range
Price/Earnings NM Not Meaningful
Price/Sales 0.8x
Price/Book 0.7x
Price/Cash Flow NM Not Meaningful
TEV/Sales NM Not Meaningful
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