f FINRA, the company is subject to certain regulations regarding changes in control of its ownership. The most significant of the company’s international subsidiaries are: THE, registered to do business in Switzerland as a securities dealer; THSHK, registered to do business in Hong Kong as a securities dealer; THA, registered to do business in Australia as a securities dealer and futures broker; Interactive Brokers (U.K.) Limited (IBUK), registered to do business in the U.K. as a broker; Interactive Brokers Canada Inc. (IBC) and THC, registered to do business in Canada as an investment dealer and securities dealer, respectively; IBI, registered to do business in India as a stock broker and Interactive Brokers Securities Japan, Inc. (IBSJ), registered in Japan as a financial instruments firm with the Kanto Regional Finance Bureau and the Financial Supervisory Agency. In Hong Kong, the Securities and Futures Commission (SFC) regulates the company’s subsidiary, THSHK, as a securities dealer. The compliance requirements of the SFC include, among other things, net capital requirements and stockholders' equity requirements. In Canada, both THC and IBC are subject to the Investment Industry Regulatory Organization of Canada risk adjusted capital requirement. In Switzerland, THE is subject to the Swiss Financial Market Supervisory Authority eligible equity requirement. In Australia, THA is subject to the Australian Stock Exchange liquid capital requirement. In the United Kingdom, IBUK is subject to the U.K Financial Conduct Authority financial resources requirement. In India, IBI is subject to the National Stock Exchange and Bombay Stock Exchange capital requirements. In Japan, IBSJ is subject to the Financial Supervisory Agency, the Osaka Securities Exchange and the Tokyo Stock Exchange capital requirements. History Interactive Brokers Group, Inc. was founded in 1977.
interactive brokers gro-cl a
(IBKR:Consolidated Issue Listed on NASDAQ Global Select )
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