ompetition, regulation, public policy, strategy, finance and litigation. Regulations Certain of the company's Risk and Insurance Services activities are governed by other regulatory bodies, such as investment, securities and futures licensing authorities. In the United States, Marsh and Guy Carpenter use the services of MMC Securities Corp., a broker-dealer, investment adviser and introducing broker, registered in the U.S. with the SEC and the Commodity Futures Trading Commission (CFTC) and a member of the Financial Industry Regulatory Authority (FINRA), the National Futures Association and the Securities Investor Protection Corporation (SIPC), primarily in connection with investment banking-related services relating to insurance-linked and alternative risk financing transactions. Also in the United States, Marsh uses the services of NIA Securities, LLC, a U.S. registered broker-dealer and member of FINRA and SIPC. In the United Kingdom, Marsh and Guy Carpenter utilize the expertise of GC Securities, part of MMC Securities (Europe) Limited, which is authorized and regulated by the Financial Conduct Authority to provide advice on securities and investments, including mergers and acquisitions in the European Union. History Marsh & McLennan Companies, Inc. was founded in 1871.
marsh & mclennan cos (MSN:Frankfurt)
1166 Avenue of the Americas
New York, NY 10036
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