continues to be in satisfactory compliance with the Community Reinvestment Act (CRA). The bank is subject to various federal consumer protection statutes and regulations, such as the CRA, the Equal Credit Opportunity Act, the Truth in Lending Act, the National Flood Insurance Act, and various federal and state privacy protection laws. SVB Asset Management is registered with the SEC under the Investment Advisers Act of 1940, as amended, and is subject to its rules and regulations. SVB Securities is registered as a broker-dealer with the SEC and is subject to regulation by the SEC and FINRA. SVB Securities is also a member of the Securities Investor Protection Corporation. As a broker-dealer, it is subject to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended, which is designed to measure the general financial condition and liquidity of a broker-dealer. The company’s international-based subsidiaries and global activities, including a banking branch in the United Kingdom, joint venture bank in China, and non-bank financial company in India, are subject to the respective laws and regulations of those countries. This includes laws and regulations promulgated by the Financial Services Authority in the United Kingdom, the China Banking Regulatory Commission, and the Reserve Bank of India. History SVB Financial Group was founded in 1982.
svb financial group (SIVB:NASDAQ GS)
3003 Tasman Drive
Santa Clara, CA 95054
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